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Investing Basics

LPL Financial located at NYCB 
Who We Are

Whether you're a first time investor just starting out or an experienced investor in need of a portfolio review, the LPL Financial Consultants, located at NYCB, are dedicated professionals registered with LPL Financial, a registered broker dealer, member FINRA/SIPC.

LPL Financial Consultants work closely with clients to help them identify and work toward realizing their individual financial objectives. Through personal confidential consultation, they strive to fully understand and assess your unique situation and long-term goals, and then develop comprehensive recommendations structured to help you appropriately invest and diversify your holdings so that these needs and goals can be addressed. 

Offering guidance in investments and insurance products that are specifically structured to address each individual's personal needs, they will assist clients with a wide range of financial needs, from college savings and retirement plans to business planning and tax deferral, all of which are critical to your personal or business success. 

Successful investing is a long term process, one that requires guidance, diligence and monitoring long after your monies are invested.

LPL Financial Consultants are conveniently located in your branch office, and are committed to providing you with sound investment guidance for life. They are available to meet with you on a periodic basis—to review your portfolio and answer questions, make appropriate adjustments as your financial situation or life changes merit—and ensure that your investments stay properly allocated so you can work toward maximizing return while managing risk and stay on track to work towards your goals.

Helping YOU Plan Your Financial Future
The key to achieving long-term objectives is planning. Your goal may be to pay for your children’s college education, protect your family during your working years, or have enough funds to live comfortably post retirement. These things will not happen by accident. You must plan. You need to know what you want to achieve and then map out a strategy that will help you achieve it.

The Good News. You do not have to do it alone. LPL Financial Consultants are conveniently located throughout the NYCB Family of Banks branches ready to assist you. Through personal confidential consultation they will work closely with you to help identify and realize your individual financial objectives.

Together, we can help to make it happen. Your plans and your future are our priority and with LPL Financial, you can feel confident that your future looks bright.


About LPL Financial

LPL Financial is one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm's mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. For more information about LPL Financial, visit www.lpl.com.

Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA / SIPC). Insurance products offered through LPL Financial or its licensed affiliates. New York Community Bank is not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using LPL Financial and are employees of LPL. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, New York Community Bank. Securities and insurance offered through LPL or its affiliates are:
Not Insured by FDIC or Any Other Government Agency ​Not Bank Guaranteed
​Not Bank Deposits or Obligations ​May Lose Value

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: New York, New Jersey, Ohio, Florida, Arizona.